regions bank chief compliance officer

Chief Financial Officer. He is a member of the Executive Leadership Team. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Regions Bank is an Equal Housing Lender and Member FDIC. Beth Ardoin Chief Communications Officer . Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. 205-264-4551 This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Use this one-page template to communicate your strategy with internal business partners. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Logan M. Pichel Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. During this period, he served in line management positions in manufacturing, distribution and sales. (Photo: Business Wire). He also served as the Florida president. Head of Consumer Banking Group. Executive Vice President He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Head of Corporate Real Estate and Procurement. Bank compliance officers evaluate policies/procedures and ensure they . Senior Executive Vice President Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Additionally, he served as a member of RMAs Regulatory Relations Committee. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. She is also responsible for managing the companys relationships with credit rating agencies. Executive Vice President From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Barb Godin Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Head of Investor Relations. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. He joined Assurant as senior vice president of Information Technology. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Meet Andrew Nix. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. February 9, 2021. He leads the companys executive leadership team. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Paul, Seattle, and Portland. His primary focus was financial institutions. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. New compliance officers face an overwhelming amount of tasks during their first few months. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. John Turner is president and chief executive officer of Regions Financial Corporation. He is also a member of the companys Executive Leadership Team. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. and Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Discover the four best practice approaches in investigation management. He leads the company's Executive Leadership Team. Plimpton joined Regions in 2020, following an 18-year career at General Electric. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Boots Gale, III is general counsel and corporate secretary for Regions. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Senior Executive Vice President By clicking the "" button, you are agreeing to the Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. You should consult privacy disclosures at the linked website for further information. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Senior Executive Vice President He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Chief Operating Officer. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Tammy LoCascio . Keenan has more than 25 years of human resources experience and has been in his current role since 2010. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Deputy Chief Risk Officer and Chief Credit Officer. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Senior Executive Vice President He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Evaluate current compliance program activities and gauge their effectiveness and impact. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Turner holds a bachelors degree in economics from the University of Georgia. Chief Transformation Officer. Save time and execute with confidence when creating your strategic plan for compliance. Head of Commercial Banking. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. He is also a member of the companys Executive Leadership Team. Danella earned a bachelors degree in Economics and English from Vanderbilt. Senior Executive Vice President Please refine your filters to display data. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Misra is responsible for overseeing the company's data strategy and enterprise data . From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Cheatham graduated from Auburn University with a bachelors degree in accounting. This 32-page document allows for easier reading and reference. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. All rights reserved. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Chief Risk Officer . In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Senior Executive Vice President Hope D.Mehlman Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. May 27, 2022, 1:30 p.m. EDT 3 Min Read. Pichel began his career as a financial analyst with General Motors. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. By clicking the "Submit" button, you are agreeing to the Executive Vice President David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Andy Hernandez is Chief Digital Officer for Regions. Advisory Services are offered through Cetera Investment Advisers LLC. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala.

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